-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KonBnwdThYxlMJWj0Q/SmDYk+e4Lz5R3l/FanQ9X9/G8A7LIz5VXNg3WrsuLf9+w x74HfrmVPs9/Zzd6Pk9T/A== 0000950137-98-000678.txt : 19980224 0000950137-98-000678.hdr.sgml : 19980224 ACCESSION NUMBER: 0000950137-98-000678 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980223 SROS: NONE GROUP MEMBERS: APEX INVESTMENT FUND II LP GROUP MEMBERS: APEX INVESTMENT FUND II, LP GROUP MEMBERS: APEX MANAGEMENT PARTNERSHIP GROUP MEMBERS: BRET R. MAXWELL GROUP MEMBERS: FIRST ANALYSIS CORPORATION GROUP MEMBERS: FIRST ANALYSIS MANAGEMENT COMPANY II GROUP MEMBERS: GEORGE M. MIDDLEMAS GROUP MEMBERS: PAUL J. RENZE GROUP MEMBERS: STELLAR INVESTMENT CO. GROUP MEMBERS: THE PRODUCTIVITY FUND, II LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CONCORD COMMUNICATIONS INC CENTRAL INDEX KEY: 0000915290 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 042710876 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-52793 FILM NUMBER: 98547646 BUSINESS ADDRESS: STREET 1: 33 BOSTON POST ROAD WEST CITY: MARLBORO STATE: MA ZIP: 01752 BUSINESS PHONE: 5084604646 MAIL ADDRESS: STREET 1: 33 BOSTON POST ROAD WEST CITY: MARLBORO STATE: MA ZIP: 01752 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: APEX INVESTMENT FUND II LP CENTRAL INDEX KEY: 0000924419 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 363698753 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 233 SOUTH WACKER DR STE 9600 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3122580320 MAIL ADDRESS: STREET 1: 233 SOUTH WACKER DR SUITE 9600 CITY: CHICAGO STATE: IL ZIP: 60606 SC 13G 1 FORM 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ____)* Concord Communications, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $0.01 par value per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 206186108 ---------------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement X. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 SCHEDULE 13G CUSIP NO. 206186108 PAGE ____OF _____PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON APEX INVESTMENT FUND II, LP 36-3698753 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ] (B) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 1,569,335 --------------------------------------------------------------- 6 SHARED VOTING POWER NUMBER OF -0- SHARES --------------------------------------------------------------- BENEFICIALLY 7 SOLE DISPOSITIVE POWER OWNED BY 1,569,335 EACH --------------------------------------------------------------- REPORTING 8 SHARED DISPOSITIVE POWER PERSON WITH -0- --------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,569,335 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 13.1% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 3 SCHEDULE 13G CUSIP NO. 206186108 PAGE _____OF _____PAGES NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON APEX MANAGEMENT PARTNERSHIP 36-4078929 - ------------------------------------------------------------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ] (B) [ ] - ------------------------------------------------------------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - ------------------------------------------------------------------------------------------------------------------------------------ NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER -0- ------------------------------------------------------------------------------------------------- 6 SHARED VOTING POWER 1,569,335 ------------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER -0- ------------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,569,335 ------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,569,335 - ------------------------------------------------------------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 13.1% - ------------------------------------------------------------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* PN - ------------------------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT! 4 SCHEDULE 13G CUSIP NO. 206186108 PAGE OF PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON GEORGE M. MIDDLEMAS ###-##-#### - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ] (B) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER -0- NUMBER OF SHARES ---------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 1,569,335 EACH ---------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH -0- ---------------------------------------- 8 SHARED DISPOSITIVE POWER 1,569,335 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,569,335 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 13.1% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - --------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT! SEC 1745 (2-95) 5 CUSIP NO. 206186108 PAGE _____OF _____PAGES - -------------------- ----------------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON PAUL J. RENZE ###-##-#### - ----------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ----------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - ----------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER -0- ------------------------------------------------------------------ 6 SHARED VOTING POWER 1,569,335 ------------------------------------------------------------------ NUMBER OF 7 SOLE DISPOSITIVE POWER SHARES -0- BENEFICIALLY ------------------------------------------------------------------ OWNED BY 8 SHARED DISPOSITIVE POWER EACH 1,569,335 REPORTING ------------------------------------------------------------------ PERSON WITH - ----------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,569,335 - ----------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ----------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 13.1% - ----------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -----------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT! 6 SCHEDULE 13G CUSIP NO. 206186108 PAGE _____OF _____PAGES - -------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON STELLAR INVESTMENT CO. 36-3572957 - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ] 2 (B) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER -0- -------------------------------------------------------- 6 SHARED VOTING POWER 1,569,335 -------------------------------------------------------- NUMBER OF 7 SOLE DISPOSITIVE POWER SHARES -0- BENEFICIALLY -------------------------------------------------------- OWNED BY 8 SHARED DISPOSITIVE POWER EACH 1,569,335 REPORTING PERSON WITH - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,569,335 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* o - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 13.1% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* CO
*SEE INSTRUCTION BEFORE FILLING OUT! 7 CUSIP NO. 206186108 SCHEDULE 13G PAGE _____ OF _____ PAGES - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON The Productivity Fund II, LP 36-3775406 - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER 628,167 NUMBER OF --------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 0 EACH --------------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 628,167 --------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 628,167 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.2% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 8 CUSIP NO. 206186108 SCHEDULE 13G PAGE _____ OF _____ PAGES - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON First Analysis Management Company II 36-3775404 - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 NUMBER OF --------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 628,167 EACH --------------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 0 --------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 628,167 - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 628,167 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.2% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 9 CUSIP NO. 206186108 SCHEDULE 13G PAGE _____ OF _____ PAGES - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON First Analysis Corporation 36-3140467 - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 NUMBER OF --------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 2,197,502 EACH --------------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 0 --------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 2,197,502 - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,197,502 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 18.3% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* CO - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 10 SCHEDULE 13G CUSIP NO. 206186108 PAGE _____OF _____PAGES - ------------------------------------------------------------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON BRET R. MAXWELL ###-##-#### - ------------------------------------------------------------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ] (B) [ ] - ------------------------------------------------------------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - ------------------------------------------------------------------------------------------------------------------------------------ 5 SOLE VOTING POWER -0- ------------------------------------------------------------------------------------------------ 6 SHARED VOTING POWER 628,167 ------------------------------------------------------------------------------------------------ NUMBER OF 7 SOLE DISPOSITIVE POWER SHARES BENEFICIALLY -0- OWNED BY ------------------------------------------------------------------------------------------------ EACH 8 SHARED DISPOSITIVE POWER REPORTING PERSON WITH 628,187 - ------------------------------------------------------------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 628,187 - ------------------------------------------------------------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.2% - ------------------------------------------------------------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT! 11 SCHEDULE 13G CUSIP NO. 206186108 PAGE _____OF _____PAGES Item 1(a). Name of Issuer: Concord Communications, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 33 Boston Post Road West, Marlboro, MA 01752 Item 2(a). Name of Person Filing: Apex Investment Fund II, LP ("Apex"), Apex Management Partnership ("AMP"), George M. Middlemas ("Middlemas"), Paul J. Renze ("Renze"), Stellar Investment Co. ("Stellar"), The Productivity Fund II, LP ("Productivity"), First Analysis Management Company II ("FAMC"), First Analysis Corporation ("FAC") and Bret R. Maxwell ("Maxwell")(collectively, the "Reporting Persons"). AMP is the General Partner of Apex; each of Middlemas, Renze, Stellar and FAC is a General Partner of AMP. FAMC is the General Partner of Productivity; each of FAC and Maxwell is a General Partner of FAMC. Item 2(b). Address of Principal Business Office: Each of the Reporting Persons maintains its principal business offices at 233 South Wacker Drive, Suite 9500, Chicago, IL 60606. Item 2(c). Citizenship: Middlemas, Renze and Maxwell are U.S. citizens. FAC and Stellar are Delaware corporations. Apex, AMP, Productivity and FAMC are Delaware limited partnerships. Item 2(d). Title of Class of Securities: Common Stock, $.01 par value per share ("Common Stock") Item 2(e). CUSIP Number 206186108 Item 3. Type of Person: Not applicable. This statement is not filed pursuant to either Rule 13-1(b) or Rule 13d-2(b). SEC 1745 (2-95) 12 SCHEDULE 13G CUSIP NO. 206186108 PAGE _____OF _____PAGES Item 4. Ownership: (a) Amount Beneficially Owned: Apex is the record owner of 1,569,335 shares (which number includes no options exercisable within 60 days of 12/31/97). By virtue of its status as the General Partner of Apex, AMP may be deemed the beneficial owner of the 1,569,335 shares owned of record by Apex. By virtue of their status as General Partners of AMP, Middlemas, Renze, Stellar and FAC may be deemed the beneficial owners of the 1,569,335 shares owned of record by Apex. Each of Middlemas, Renze, Stellar and FAC disclaim beneficial ownership of shares owned of record by Apex. Productivity is the record owner of 628,167 shares (which number includes no options exercisable within 60 days of 12/31/97). By virtue of its status as the General Partner of Productivity, FAMC may be deemed the beneficial owner of the 628,187 shares owned of record by Productivity. By virtue of their status as General Partners of FAMC, FAC and Maxwell may be deemed the beneficial owners of the 628,187 shares owned of record by Productivity. Each of FAC and Maxwell disclaim beneficial ownership of shares owned of record by Productivity. AMP, Middlemas, Renze and Stellar may, therefore, be deemed the beneficial owner of 1,569,335 shares, FAC may be deemed the beneficial owner of 2,197,502 shares, and FAMC and Maxwell may be deemed the beneficial owner of 628,167 shares subject to the disclaimers noted above. (b) Percent of Class: Apex, AMP, Middlemas, Renze and Stellar may be deemed the beneficial owner of 13.1%. Productivity, FAMC and Maxwell may be deemed the beneficial owner of 5.2% and FAC may be deemed the beneficial owner of 18.3% (based on 12,017,471 shares reported by the Issuer's counsel to be outstanding as of 12/31/97). 13 SCHEDULE 13G CUSIP NO. 206186108 PAGE _____OF _____PAGES (c) Number of shares as to which person has: (i) Sole power to vote or to direct the vote: Apex: 1,569,335 AMP: 0 Middlemas: 0 Renze: 0 Stellar: 0 FAC: 0 Productivity: 628,167 FAMC: 0 Maxwell: 0 (ii) Shared power to vote or to direct the vote: Apex: 0 AMP: 1,569,335 Middlemas: 1,569,335 Renze: 1,569,335 Stellar: 1,569,335 FAC: 2,197,502 Productivity: 0 FAMC: 628,167 Maxwell: 628,167 (iii) Sole power to dispose or to direct the disposition of: Apex: 1,569,335 AMP: 0 Middlemas: 0 Renze: 0 Stellar: 0 FAC: 0 Productivity: 628,167 FAMC: 0 Maxwell: 0 (iv) Shared power to dispose or to direct the disposition of: Apex: 0 AMP: 1,569,335 Middlemas: 1,569,335 Renze: 1,569,335 Stellar: 1,569,335 FAC: 2,197,502 Productivity: 0 FAMC: 628,167 Maxwell: 628,167 14 SCHEDULE 13G - -------------------- ----------------------- CUSIP NO. 206186108 PAGE _____OF _____PAGES - -------------------- ----------------------- Item 5. Ownership of Five Percent or less of a Class: Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person: Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Not applicable. This statement is not filed pursuant to Rule 13d-1(b)(ii)(G) or Rule 13d-1(c) by a parent holding company. Item 8. Identification and Classification of Members of the Group: Not applicable. This statement is not filed pursuant to Rule 13d-1(b)(ii)(H) by a group. Item 9. Notice of Dissolution of Group: Not applicable. Item 10. Certification: Not applicable. This statement is not filed pursuant to rule 13d-1(b). [REST OF THIS PAGE LEFT BLANK INTENTIONALLY.]
15 SCHEDULE 13G CUSIP NO. 206186108 PAGE _____OF _____PAGES SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 13, 1998 APEX INVESTMENT FUND II, LP By: Apex Management Partnership Its: General Partner By: Stellar Investment Co. Its: General Partner By: James A. Johnson --------------------------------- James A. Johnson, President APEX MANAGEMENT PARTNERSHIP By: Stellar Investment Co. Its: General Partner By: James A. Johnson --------------------------------- James A. Johnson, President GEORGE M. MIDDLEMAS ------------------------------------ GEORGE M. MIDDLEMAS Paul J. Renze ------------------------------------ PAUL J. RENZE STELLAR INVESTMENT CO. By: James A. Johnson --------------------------------- James A. Johnson, President 16 SCHEDULE 13G CUSIP NO. 963505102 PAGE _____OF ______ PAGES THE PRODUCTIVITY FUND II, LP By: First Analysis Management Company II Its: General Partner By: /s/ Bret R. Maxwell -------------------------------- Bret R. Maxwell, General Partner FIRST ANALYSIS MANAGEMENT COMPANY II By:/s/ Bret R. Maxwell -------------------------------- Bret R. Maxwell, General Partner /s/ Bret R. Maxwell -------------------------------- BRET R. MAXWELL 17 SCHEDULE 13G CUSIP NO. 206186108 PAGE _____ OF _____ PAGES - -------------------- ------------------------- EXHIBIT I Pursuant to Rule 13d-1(f)(1) under the Securities Exchange Act of 1934, the undersigned hereby agree that only one statement containing the information required on Schedule 13G need be filed with respect to ownership by each of the undersigned of shares of Common Stock of Concord Communications, Inc. This Agreement may be executed in any number of counterparts, each of which shall be deemed an original. Dated: February 13, 1998 APEX INVESTMENT FUND II, LP By: Apex Management Partnership Its: General Partner By: Stellar Investment Co. Its: General Partner By: James A. Johnson --------------------------- James A. Johnson, President APEX MANAGEMENT PARTNERSHIP By: Stellar Investment Co. Its: General Partner By: James A. Johnson --------------------------- James A. Johnson, President George M. Middlemas -------------------- George M. Middlemas Paul J. Renze --------------------------- Paul J. Renze STELLAR INVESTMENT CO. By: James A. Johnson --------------------------- James A. Johnson, President 18 SCHEDULE 13G CUSIP NO. 206186108 PAGE _____OF_____PAGES THE PRODUCTIVITY FUND II, LP By: First Analysis Management Company II Its: General Partner By: Bret R. Maxwell ------------------------------------- Bret R. Maxwell, General Partner FIRST ANALYSIS MANAGEMENT COMPANY II By: Bret R. Maxwell ------------------------------------- Bret R. Maxwell, General Partner Bret R. Maxwell ------------------------------------- Bret R. Maxwell -----END PRIVACY-ENHANCED MESSAGE-----